{"id":1921,"date":"2023-09-30T17:37:29","date_gmt":"2023-09-30T16:37:29","guid":{"rendered":"https:\/\/flyupmedia.com\/index.php\/2023\/09\/30\/secs-seventy-nine-million-crackdown-10-corporations-hit-with-recordkeeping-failures\/"},"modified":"2023-09-30T17:37:29","modified_gmt":"2023-09-30T16:37:29","slug":"secs-seventy-nine-million-crackdown-10-corporations-hit-with-recordkeeping-failures","status":"publish","type":"post","link":"https:\/\/flyupmedia.com\/index.php\/2023\/09\/30\/secs-seventy-nine-million-crackdown-10-corporations-hit-with-recordkeeping-failures\/","title":{"rendered":"SEC&#8217;s $seventy nine Million Crackdown: 10 Corporations Hit with Recordkeeping Failures"},"content":{"rendered":"<p>The Securities and Alternate Commission (SEC) has imposed<br \/>\npenalties totaling $seventy nine million on ten corporations for allegations of insufficient<br \/>\nrecordkeeping. The regulator acknowledged the crackdown had exposed a type<br \/>\nof insufficient electronic dialog maintained all the way in which thru dealer-sellers and<br \/>\ninvestment advisers.In a decisive switch, the SEC took action against five<br \/>\ndealer-sellers&#8230;<br \/><a href=\"https:\/\/www.financemagnates.com\/\/institutional-forex\/secs-79-million-crackdown-10-firms-hit-with-recordkeeping-failures\/\" class=\"button purchase\" rel=\"nofollow noopener\" target=\"_blank\">Read More<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>The Securities and Alternate Commission (SEC) has imposed penalties totaling $seventy nine million on ten corporations for allegations of insufficient recordkeeping. The regulator acknowledged the crackdown had exposed a type of insufficient electronic dialog maintained all the way in which thru dealer-sellers and investment advisers.In a decisive switch, the SEC took action against five dealer-sellers&#8230;Read [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":1922,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"om_disable_all_campaigns":false,"_mi_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0},"categories":[1],"tags":[],"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/flyupmedia.com\/index.php\/wp-json\/wp\/v2\/posts\/1921"}],"collection":[{"href":"https:\/\/flyupmedia.com\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/flyupmedia.com\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/flyupmedia.com\/index.php\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/flyupmedia.com\/index.php\/wp-json\/wp\/v2\/comments?post=1921"}],"version-history":[{"count":0,"href":"https:\/\/flyupmedia.com\/index.php\/wp-json\/wp\/v2\/posts\/1921\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/flyupmedia.com\/index.php\/wp-json\/wp\/v2\/media\/1922"}],"wp:attachment":[{"href":"https:\/\/flyupmedia.com\/index.php\/wp-json\/wp\/v2\/media?parent=1921"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/flyupmedia.com\/index.php\/wp-json\/wp\/v2\/categories?post=1921"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/flyupmedia.com\/index.php\/wp-json\/wp\/v2\/tags?post=1921"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}